| Facebook |
05/17/12 |
$38.00 |
FB |
30303M102 |
IPO |
Morgan Stanley, JP Morgan, Goldman Sachs
|
| Edwards Group Limited |
05/10/12 |
$8.00 |
EVAC |
281736108 |
IPO |
Barclays, Goldman Sachs, Deutsche Bank |
| Magnum Hunter Resources |
05/10/12 |
$4.50 |
MHR |
55973B102 |
ADD-ON |
Credit Suisse, Citigroup |
| SXC Health Solutions |
05/10/12 |
$90.60 |
SXCI |
78505P100 |
ADD-ON |
JP Morgan, Barclays, Credit Suisse |
| Web.com Group |
05/10/12 |
$15.25 |
WWWW |
94733A104 |
ADD-ON |
JP Morgan, Citigroup, Deutsche Bank |
| Audience |
05/09/12 |
$17.00 |
ADNC |
05070J102 |
IPO |
JP Morgan, Credit Suisse, Deutsche Bank |
| Western Asset Mortgage |
05/09/12 |
$20.00 |
WMC |
95790D105 |
IPO |
Deutsche Bank, JP Morgan, Citigroup, Jefferies |
| PetroLogistics LP |
05/03/12 |
$17.00 |
PDH |
71672U101 |
IPO |
Morgan Stanley, Citigroup, UBS |
| The Carlyle Group LP |
05/02/12 |
$22.00 |
CG |
14309L102 |
IPO |
JP Morgan, Citigroup, Credit Suisse |
| TriMas |
05/02/12 |
$20.75 |
TRS |
896215209 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
| LPL Investment Holdings |
05/01/12 |
$34.50 |
LPLA |
50213H100 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan |
| MagnaChip Semiconductor |
05/01/12 |
$11.40 |
MX |
55933J203 |
ADD-ON |
Barclays, Deutsche Bank, UBS |
| Ares Commercial Real Estate |
04/25/12 |
$18.50 |
ACRE |
04013V108 |
IPO |
Wells Fargo, Citigroup, BofA Merrill Lynch, JP Morgan |
| Envivio |
04/24/12 |
$9.00 |
ENVI |
29413T106 |
IPO |
Goldman Sachs, Deutsche Bank, Stifel Nicolaus Weisel |
| Proofpoint |
04/19/12 |
$13.00 |
PFPT |
743424103 |
IPO |
Credit Suisse, Deutsche Bank |
| Midstates Petroleum |
04/19/12 |
$13.00 |
MPO |
59804T100 |
IPO |
Goldman Sachs, Morgan Stanley, Wells Fargo |
| Guidewire Software |
04/18/12 |
$28.25 |
GWRE |
40171V100 |
ADD-ON |
JP Morgan, Citigroup, Deutsche Bank |
| Oaktree Capital Group |
04/11/12 |
$43.00 |
OAK |
674001201 |
IPO |
Goldman Sachs, Morgan Stanley |
| Forum Energy Technologies |
04/11/12 |
$20.00 |
FET |
34984V100 |
IPO |
JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup, Deutsche Bank |
| Ocean Rig UDW |
04/11/12 |
$16.25 |
ORIG |
Y64354205 |
ADD-ON |
Deutsche Bank, Credit Suisse |
| Retail Properties of America |
04/04/12 |
$8.00 |
RPAI |
76131V202 |
IPO |
JP Morgan, Citigroup, Deutsche Bank, KeyBanc Capital Markets |
| TCP Capital |
04/03/12 |
$14.75 |
TCPC |
87238Q103 |
IPO |
Deutsche Bank, Stifel Nicolaus Weisel, Oppenheimer & Co. |
| Enphase Energy |
03/29/12 |
$6.00 |
ENPH |
29355A107 |
IPO |
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
| Rexnord |
03/28/12 |
$18.00 |
RXN |
76169B102 |
IPO |
BofA Merrill Lynch, Goldman Sachs, CreditSuisse, Deutsche Bank, Barclays |
| Tangoe |
03/28/12 |
$18.50 |
TNGO |
87582Y108 |
ADD-ON |
Deutsche Bank, Barclays, Stifel, Nicolaus Weisel |
| Dollar General |
03/27/12 |
$45.25 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR, Barclays, JP Morgan |
| Vipshop Holdings Limited |
03/22/12 |
$6.50 |
VIPS |
92763W103 |
IPO |
Goldman Sachs, Deutsche Bank |
| Hercules Offshore |
03/22/12 |
$5.10 |
HERO |
427093109 |
ADD-ON |
Credit Suisse, Goldman Sachs, Deutsche Bank |
| Vantiv |
03/21/12 |
$17.00 |
VNTV |
92210H105 |
IPO |
JP Morgan, Morgan Stanley, Credit Suisse, Goldman Sachs, Deutsche Bank |
| ExactTarget |
03/21/12 |
$19.00 |
ET |
30064K105 |
IPO |
JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel |
| Nielsen Holdings |
03/20/12 |
$30.25 |
NLSN |
N63218106 |
ADD-ON |
JP Morgan, Morgan Stanley |
| Demandware |
03/14/12 |
$16.00 |
DWRE |
24802Y105 |
IPO |
Goldman Sachs, Deutsche Bank |
| Allison Transmission Holdings |
03/14/12 |
$23.00 |
ALSN |
01973R101 |
IPO |
BofA Merrill Lynch, Citigroup, JP Morgan, Credit Suisse, Morgan Stanley, Goldman Sachs
|
| XPO Logistics |
03/14/12 |
$15.75 |
XPO |
983793100 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jefferies |
| GNC Holdings |
03/13/12 |
$33.50 |
GNC |
36191G107 |
ADD-ON |
JP Morgan, Goldman Sachs, Deutsche Bank, Morgan Stanley |
| Simon Property Group |
03/08/12 |
$137.00 |
SPG |
828806109 |
ADD-ON |
JP Morgan, BofA Merrill Lynch, Goldman Sachs |
| Quality Distribution |
03/07/12 |
$13.00 |
QLTY |
74756M102 |
ADD-ON |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Credit Suisse |
| Home Loan Servicing Solutions |
02/28/12 |
$14.00 |
HLSS |
G6648D109 |
IPO |
Wells Fargo, Barclays Capital, Citigroup, Deutsche Bank |
| Colfax |
02/28/12 |
$34.00 |
CFX |
194014106 |
ADD-ON |
Deutsche Bank, BofA Merrill Lynch |
| Bazaarvoice |
02/23/12 |
$12.00 |
BV |
073271108 |
IPO |
Morgan Stanley, Deutsche Bank, Credit Suisse |
| Cobalt International Energy |
02/23/12 |
$28.00 |
CIE |
19075F106 |
ADD-ON |
Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan
|
| Health Care REIT |
02/21/12 |
$53.50 |
HCN |
42217K106 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank, JP Morgan |
| WNS Holdings Limited |
02/09/12 |
$9.25 |
WNS |
92932M101 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank |
| Caesars Entertainment |
02/07/12 |
$9.00 |
CZR |
127686103 |
IPO |
Credit Suisse, Citigroup |
| Medical Properties Trust |
02/01/12 |
$9.75 |
MPW |
58463J304 |
ADD-ON |
BofA Merrill Lynch, JP Morgan |
| Rex Energy |
01/31/12 |
$9.25 |
REXX |
761565100 |
ADD-ON |
KeyBanc Capital Markets |
| Guidewire Software |
01/24/12 |
$13.00 |
GWRE |
40171V100 |
IPO |
JP Morgan, Deutsche Bank, Citigroup |
| Spirit Airlines |
01/19/12 |
$14.50 |
SAVE |
848577102 |
ADD-ON |
Barclays Capital, Morgan Stanley, Citigroup |
| Gazit-Globe Ltd. |
12/13/11 |
$9.00 |
GZT |
M4793C102 |
IPO |
Citigroup, Deutsche Bank |
| Rose Rock Midstream L.P. |
12/08/11 |
$20.00 |
RRMS |
777149105 |
IPO |
Barclays Capital, Citigroup, Deutsche Bank |
| Dollar General |
12/06/11 |
$39.00 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR, Barclays Capital, JP Morgan |
| Delphi Automotive PLC |
11/16/11 |
$22.00 |
DLPH |
G27823106 |
IPO |
Goldman Sachs, JP Morgan |
| Cigna |
11/16/11 |
$42.75 |
CI |
125509109 |
ADD-ON |
Morgan Stanley, Citigroup, Deutsche Bank |
| Cadence Pharmaceuticals |
11/14/11 |
$3.75 |
CADX |
12738T100 |
ADD-ON |
Deutsche Bank |
| Pacific Drilling S.A. |
11/10/11 |
$8.25 |
PACD |
L7257P106 |
IPO |
Morgan Stanley, Deutsche Bank |
| Chesapeake Granite Wash Trust |
11/10/11 |
$19.00 |
CHKR |
165185109 |
IPO |
Morgan Stanley, Raymond James |
| Kennedy-Wilson Holdings |
11/10/11 |
$11.00 |
KW |
489398107 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank |
| Imperva |
11/08/11 |
$18.00 |
IMPV |
45321L100 |
IPO |
JP Morgan, Deutsche Bank |
| Groupon |
11/03/11 |
$20.00 |
GRPN |
399473107 |
IPO |
Morgan Stanley, Goldman Sachs, Credit Suisse |
| GNC Holdings |
10/25/11 |
$24.75 |
GNC |
36191G107 |
ADD-ON |
Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley |
| Ubiquiti Networks |
10/13/11 |
$15.00 |
UBNT |
90347A100 |
IPO |
UBS, Deutsche Bank, Raymond James |
| Calumet Specialty Products Partners LP |
09/08/11 |
$18.00 |
CLMT |
131476103 |
ADD-ON |
Barclays Capital, BofA Merrill Lynch, Deutsche Bank, JP Morgan |
| Dollar General |
09/08/11 |
$34.75 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR |
| Tudou Holdings Limited |
08/16/11 |
$29.00 |
TUDO |
89903T107 |
IPO |
Credit Suisse, Deutsche Bank |
| SandRidge Permian Trust |
08/10/11 |
$18.00 |
PER |
80007A102 |
IPO |
Morgan Stanley, Raymond James, RBC Capital Markets, Wells Fargo |
| American Capital Mortgage |
08/03/11 |
$20.00 |
MTGE |
02504A104 |
IPO |
Citigroup, Deutsche Bank, UBS, Wells Fargo |
| ServiceSource International |
07/28/11 |
$17.50 |
SREV |
81763U100 |
ADD-ON |
Morgan Stanley, Deutsche Bank |
| Wesco Aircraft Holdings |
07/27/11 |
$15.00 |
WAIR |
950814103 |
IPO |
Barclays Capital, Morgan Stanley |
| Tangoe |
07/26/11 |
$10.00 |
TNGO |
87582Y108 |
IPO |
Deutsche Bank, Stifel Nicolaus Weisel |
| SunCoke Energy |
07/20/11 |
$16.00 |
SXC |
86722A103 |
IPO |
Credit Suisse, BofA Merrill Lynch, Goldman Sachs |
| Spectrum Brands Holdings |
07/14/11 |
$28.0 |
SPB |
84763R101 |
ADD-ON |
Credit Suisse, Deutsche Bank, Jefferies |
| Oiltanking Partners LP |
07/13/11 |
$21.50 |
OILT |
678049107 |
IPO |
Citibank, Barclays Capital, JP Morgan, Morgan Stanley |
| AG Mortgage Investment Trust |
06/29/11 |
$20.00 |
MITT |
001228105 |
IPO |
Deutsche Bank, Stifel Nicolaus Weisel, RBC Capital Markets |
| HomeAway |
06/28/11 |
$27.00 |
AWAY |
43739Q100 |
IPO |
Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan |
| KiOR |
06/23/11 |
$15.00 |
KIOR |
497217109 |
IPO |
Credit Suisse, UBS, Goldman Sachs |
| Aegerion Pharmaceuticals |
06/23/11 |
$15.50 |
AEGR |
00767E102 |
ADD-ON |
Jefferies & Co., Deutsche Bank |
| Vanguard Health Systems |
06/21/11 |
$18.00 |
VHS |
922036207 |
IPO |
BofA Merrill Lynch, Barclays Capital, Citigroup, Deutsche Bank, JP Morgan |
| Taomee Holdings Limited |
06/08/11 |
$9.00 |
TAOM |
876997966 |
IPO |
Credit Suisse, Deutsche Bank |
| MakeMyTrip Limited |
05/26/11 |
24.00 |
MMYT |
V5633W109 |
ADD-ON |
Morgan Stanley, Deutsche Bank |
| Freescale Semiconductor Holdings |
05/25/11 |
$18.00 |
FSL |
G3727Q101 |
IPO |
Citigroup, Deutsche Bank, Barclays Capital, Credit Suisse, JP Morgan |
| American International Group |
05/24/11 |
$29.00 |
AIG |
026874784 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank, Goldman Sachs, JP Morgan |
| Yandex N.V. |
05/23/11 |
$25.00 |
YNDX |
N97284108 |
IPO |
Morgan Stanley, Deutsche Bank, Goldman Sachs |
| Targacept |
05/19/11 |
$20.50 |
TRGT |
87611R306 |
ADD-ON |
Deutsche Bank |
| The Mosaic Company |
05/19/11 |
$65.00 |
MOS |
61945A107 |
ADD-ON |
Credit Suisse, JP Morgan, UBS |
| NGL Energy Partners LP |
05/11/11 |
$21.00 |
NGL |
62913M107 |
IPO |
Wells Fargo, RBC Capital Markets |
| RLJ Lodging Trust |
05/10/11 |
$18.00 |
RLJ |
74965L101 |
IPO |
BofA Merrill Lynch, Barclays Capital, Wells Fargo |
| Boingo Wireless |
05/03/11 |
$13.50 |
WIFI |
09739C102 |
IPO |
Credit Suisse, Deutsche Bank |
| Tesoro Logistics LP |
04/19/11 |
$21.00 |
TLLP |
88160T107 |
IPO |
Citigroup, Wells Fargo, BofA Merrill Lynch, Credit Suisse |
| Primerica |
04/14/11 |
$22.75 |
PRI |
74164M108 |
ADD-ON |
Citigroup |
| Graphic Packaging |
04/14/11 |
$4.75 |
GPK |
388689101 |
ADD-ON |
Goldman Sachs, BofA Merrill Lynch, JP Morgan, Deutsche Bank |
| Elster Group SE |
04/07/11 |
$15.00 |
ELT |
290348101 |
ADD-ON |
Deutsche Bank, Goldman Sachs, JP Morgan |
| CVR Partners, LP |
04/07/11 |
$16.00 |
UAN |
126633106 |
IPO |
Morgan Stanley, Barclays Capital, Goldman Sachs |
| Inphi |
03/31/11 |
$20.90 |
IPHI |
45772F107 |
ADD-ON |
Morgan Stanley, Deutsche Bank |
| A123 Systems |
03/31/11 |
$6.00 |
AONE |
03739T108 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
| GNC Holdings |
03/31/11 |
$16.00 |
GNC |
36191G107 |
IPO |
Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley |
| Apollo Global Management |
03/29/11 |
$19.00 |
APO |
037612306 |
IPO |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, UBS |
| CreXus Investment |
03/28/11 |
$11.50 |
CXS |
226553105 |
ADD-ON |
Credit Suisse, Barclays Capital, BofA Merrill Lynch, Deutsche Bank |
| ServiceSource International |
03/24/11 |
$10.00 |
SREV |
81763U100 |
IPO |
Morgan Stanley, Deutsche Bank |
| James River Coal |
03/23/11 |
$23.50 |
JRCC |
470355207 |
ADD-ON |
UBS, Deutsche Bank |
| YPF S.A. |
03/22/11 |
$41.00 |
YPF |
984245100 |
ADD-ON |
Credit Suisse, Deutsche Bank, Goldman Sachs, Itau BBA, Morgan Stanley, Raymond James, Santander |
| MagnaChip Semiconductor |
03/10/11 |
$14.00 |
MX |
55933J203 |
IPO |
Barclays Capital, Deutsche Bank, Goldman Sachs |
| Warner Chilcott |
03/10/11 |
$23.25 |
WCRX |
G94368100 |
ADD-ON |
Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Credit Suisse |
| HCA Holdings |
03/09/11 |
$30.00 |
HCA |
40412C101 |
IPO |
BofA Merrill Lynch, Citigroup, JP Morgan |
| MetLife |
03/02/11 |
$43.25 |
MET |
59156R108 |
ADD-ON |
Goldman Sachs, Citigroup, Credit Suisse |
| Team Health Holdings |
03/02/11 |
$17.10 |
TMH |
87817A107 |
ADD-ON |
Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs |
| Health Care REIT |
03/01/11 |
$49.25 |
HCN |
42217K106 |
ADD-ON |
UBS, BofA Merrill Lynch, Barclays Capital, Deutsche Bank, JP Morgan, Wells Fargo |
| Solar Senior Capital Limited |
02/24/11 |
$20.00 |
SUNS |
83416M105 |
IPO |
Citigroup, Wells Fargo, Deutsche Bank, SunTrust Robinson Humphrey |
| Kinder Morgan |
02/10/11 |
$30.00 |
KMI |
49456B101 |
IPO |
Goldman Sachs, Barclays Capital |
| Fluidigm |
02/09/11 |
$13.50 |
FLDM |
34385P108 |
IPO |
Deutsche Bank, Piper Jaffray |
| Summit Hotels Properties |
02/08/11 |
$9.75 |
INN |
866082100 |
IPO |
Deutsche Bank, Baird, RBC Capital Markets |
| SS&C Technologies Holdings |
02/03/11 |
$17.60 |
SSNC |
78467J100 |
ADD-ON |
JP Morgan, Morgan Stanley, Deutsche Bank |
| CVR Energy |
02/02/11 |
$16.75 |
CVI |
12662P108 |
ADD-ON |
Goldman Sachs, Deutsche Bank, Credit Suisse |
| NeoPhotonics |
02/01/11 |
$11.00 |
NPTN |
64051T100 |
IPO |
BofA Merrill Lynch, Deutsche Bank |
| BankUnited |
01/27/11 |
$27.00 |
BKU |
06652K103 |
IPO |
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs |
| Nielsen Holdings |
01/25/11 |
$23.00 |
NLSN |
N63218106 |
IPO |
JP Morgan, Morgan Stanley, Credit Suisse, Deutsche Bank, Goldman Sachs, Citigroup |
| American Capital Agency |
01/13/11 |
$28.00 |
AGNC |
02503X105 |
ADD-ON |
BofA Merrill Lynch, Citigroup |
| QR Energy, LP |
12/16/10 |
$20.00 |
QRE |
74734R108 |
IPO |
Wells Fargo, JP Morgan, Raymond James, RBC Capital Markets |
| Fortegra Financial |
12/16/10 |
$11.00 |
FRF |
34954W104 |
IPO |
Piper Jaffray, Sun Trust Robinson Humphrey |
| HiSoft Technology International Limited |
12/16/10 |
$26.00 |
HSFT |
43358R108 |
ADD-ON |
Deutsche Bank, UBS, Citigroup |
| KEMET |
12/14/10 |
$11.00 |
KEM |
488360207 |
ADD-ON |
Deutsche Bank, BofA Merrill Lynch, UBS |
| RigNet |
12/14/10 |
$12.00 |
RNET |
766582100 |
IPO |
Deutsche Bank, Jefferies & Co |
| GAIN Capital Holdings |
12/14/10 |
$9.00 |
GCAP |
36268W100 |
IPO |
Morgan Stanley, Deutsche Bank |
| First Horizon National |
12/13/10 |
$10.50 |
FHN |
320517105 |
ADD-ON |
Goldman Sachs, JP Morgan, Morgan Stanley |
| Starwood Property Trust |
12/09/10 |
$19.73 |
STWD |
85571B105 |
ADD-ON |
Citigroup, Wells Fargo, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs |
| Dollar General |
12/08/10 |
$30.50 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan |
| Targa Resources |
12/06/10 |
$22.00 |
TRGP |
87612G101 |
IPO |
Barclays Capital, Morgan Stanley, BofA Merrill Lynch |
| RealPage |
12/06/10 |
$25.75 |
RP |
75606N109 |
ADD-ON |
Credit Suisse, Deutsche Bank |
| IntraLinks Holdings |
12/06/10 |
$20.00 |
IL |
46118H104 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jeffries & Co., Credit Suisse |
| FXCM |
12/01/10 |
$14.00 |
FXCM |
302693106 |
IPO |
Credit Suisse, JP Morgan, Citigroup |
| CVR Energy |
11/18/10 |
$10.75 |
CVI |
12662P108 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
| General Motors |
11/17/10 |
$33.00 |
GM |
37045V100 |
IPO |
Morgan Stanley, JP Morgan, BofA Merrill Lynch, Citigroup |
| Synchronoss Technologies |
11/17/10 |
$25.40 |
SNCR |
87157B103 |
ADD-ON |
Credit Suisse, Deutsche Bank, Goldman Sachs |
| New GGP |
11/15/10 |
$14.75 |
GGP |
370023103 |
ADD-ON |
Goldman Sachs, Deutsche Bank |
| Prudential Financial |
11/11/10 |
$54.50 |
PRU |
744320102 |
ADD-ON |
Citigroup, BofA Merrill Lynch, UBS, Barclays Capital |
| Republic Airways Holdings |
11/11/10 |
$7.80 |
RJET |
760276105 |
ADD-ON |
Goldman Sachs, Deutsche Bank |
| Inphi |
11/10/10 |
$12.00 |
IPHI |
45772F107 |
IPO |
Morgan Stanley, Deutsche Bank, Jefferies & Co. |
| American Superconductor |
11/10/10 |
$35.50 |
AMSC |
030111108 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jefferies & Co. |
| Cadence Pharmaceuticals |
11/10/10 |
$8.00 |
CADX |
12738T100 |
ADD-ON |
Deutsche Bank |
| Orient-Express Hotels Limited |
11/08/10 |
$10.75 |
OEH |
G67743107 |
ADD-ON |
Deutsche Bank, Barclays Capital |
| SodaStream International Limited |
11/02/10 |
$20.00 |
SODA |
M9068E105 |
IPO |
JP Morgan, Deutsche Bank |
| Kronos Worldwide |
10/27/10 |
$40.00 |
KRO |
50105F105 |
ADD-ON |
Wells Fargo Securities, Deutsche Bank, Stephens |
| SeaCube Container Leasing Limited |
10/27/10 |
$10.00 |
BOX |
G79978105 |
IPO |
JP Morgan, Citigroup, Deutsche Bank, Wells Fargo Securities |
| Pacific Biosciences of California |
10/26/10 |
$16.00 |
PACB |
69404D108 |
IPO |
JP Morgan, Morgan Stanley |
| Ellington Financial |
10/07/10 |
22.50 |
EFC |
288522303 |
IPO |
Deutsche Bank |
| Chesapeake Lodging Trust |
10/06/10 |
16.25 |
CHSP |
165240102 |
ADD-ON |
JP Morgan, Deutsche Bank, Wells Fargo Securities |
| Chelsea Therapeutics International |
09/30/10 |
4.90 |
CHTP |
163428105 |
ADD-ON |
Deutsche Bank |
| ChinaCache International Holdings |
09/30/10 |
13.90 |
CCIH |
16950M107 |
IPO |
BofA Merrill Lynch, Deutsche Bank |
| Elster Group SE |
09/29/10 |
13.00 |
ELT |
290348101 |
IPO |
Deutsche Bank, Goldman Sachs, JP Morgan |
| Aspen Technology |
09/22/10 |
9.00 |
AZPN |
045327103 |
ADD-ON |
JP Morgan, Deutsche Bank |
| SouFun Holdings Limited |
09/16/10 |
42.50 |
SFUN |
836034108 |
IPO |
Deutsche Bank, Goldman Sachs |
| NiSource |
09/08/10 |
16.50 |
NI |
65473P105 |
ADD-ON |
Credit Suisse, Barclays Capital, Citigroup, JP Morgan |
| American Campus Communities |
08/16/10 |
27.00 |
ACC |
024835100 |
ADD-ON |
BofA Merrill Lynch, Keybanc Capital Markets, Deutsche Bank, JP Morgan |
| RealPage |
08/11/10 |
11.00 |
RP |
75606N109 |
IPO |
Credit Suisse, Deutsche Bank |
| MediaMind Technologies |
08/10/10 |
11.50 |
MDMD |
58449C100 |
IPO |
JP Morgan, Deutsche Bank |
| NXP Semiconductors N.V. |
08/05/10 |
14.00 |
NXPI |
N6596X109 |
IPO |
Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays Capital |
| IntraLinks Holdings |
08/05/10 |
13.00 |
IL |
46118H104 |
IPO |
Morgan Stanley, Deutsche Bank, Credit Suisse |
| MetLife |
08/02/10 |
42.00 |
MET |
59156R108 |
ADD-ON |
BofA Merrill Lynch, Credit Suisse, Deutsche Bank, HSBC, UBS, Wells Fargo Securities |
| Chesapeake Midstream Partners |
07/28/10 |
21.00 |
CHKM |
16524K108 |
IPO |
UBS, Citigroup, Morgan Stanley |
| Envestnet |
07/28/10 |
9.00 |
ENV |
29404K106 |
IPO |
Morgan Stanley, UBS, Barclays Capital |
| Genco Shipping & Trading Limited |
07/21/10 |
16.00 |
GNK |
Y2685T107 |
ADD-ON |
Deutsche Bank, BNP Paribas, Credit Suisse |
| Green Dot |
07/21/10 |
36.00 |
GDOT |
39304D102 |
IPO |
JP Morgan, Morgan Stanley |
| Smart Technologies |
07/14/10 |
17.00 |
SMT |
83172R108 |
IPO |
Morgan Stanley, Deutsche Bank, RBC Capital Markets, BofA Merrill Lynch, Credit Suisse |
| HiSoft Technology International Limited |
06/29/10 |
10.00 |
HSFT |
43358R108 |
IPO |
Deutsche Bank UBS, Citigroup |
| Tesla Motors |
06/28/10 |
17.00 |
TSLA |
88160R101 |
IPO |
Goldman Sachs, Morgan Stanley, JP Morgan, Deutsche Bank |
| Fabrinet |
06/24/10 |
10.00 |
FN |
G3323L100 |
IPO |
Morgan Stanley, Deutsche Bank |
| PPL Corporation |
06/22/10 |
24.00 |
PPL |
69351T106 |
ADD-ON |
BofA Merrill Lynch, Credit Suisse |
| Motricity |
06/17/10 |
10.00 |
MOTR |
620107102 |
IPO |
JP Morgan, Goldman Sachs, Deutsche Bank, RBC Capital Markets |
| FelCor Lodging Trust |
06/16/10 |
5.50 |
FCH |
31430F101 |
ADD-ON |
JP Morgan, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
| Polo Ralph Lauren |
06/15/10 |
81.00 |
RL |
731572103 |
ADD-ON |
JP Morgan, Goldman Sachs |
| Lincoln National |
06/14/10 |
27.25 |
LNC |
534187109 |
ADD-ON |
JP Morgan, Credit Suisse, Morgan Stanley, Wells Fargo Securities |
| Nu Skin Enterprises |
06/03/10 |
27.00 |
NUS |
67018T105 |
ADD-ON |
JP Morgan, Deutsche Bank |
| MF Global Holdings |
06/02/10 |
7.10 |
MF |
55277J108 |
ADD-ON |
JP Morgan, Citi, Deutsche Bank |
| Strategic Hotels & Resorts |
05/13/10 |
4.60 |
BEE |
86272T106 |
ADD-ON |
JP Morgan, Deutsche Bank
BofA Merrill Lynch |
| Beazer Homes USA |
05/04/10 |
5.81 |
BZH |
07556Q105 |
ADD-ON |
Citigroup, Credit Suisse |
| Synovus Financial |
04/28/10 |
2.75 |
SNV |
87161C105 |
ADD-ON |
JP Morgan |
| Alpha & Omega Semiconductor Limited |
04/28/10 |
18.00 |
AOSL |
G6331P104 |
IPO |
Deutsche Bank, Piper Jaffray |
| America First Tax Exempt Investors, L.P. |
04/20/10 |
5.37 |
ATAX |
02364V107 |
ADD-ON |
Deutsche Bank
RBC Capital Markets |
| Dollar General |
04/14/10 |
27.00 |
DG |
256677105 |
ADD-ON |
Citigroup
Goldman Sachs
KKR |
| Medical Properties Trust |
04/14/10 |
9.75 |
MPW |
58463J304 |
ADD-ON |
JP Morgan
Deutsche Bank
KeyBanc
RBC Capital Markets |
| Primerica |
03/31/10 |
15.00 |
PRI |
74164M108 |
IPO |
Citigroup |
| SS&C Technologies Holdings |
03/30/10 |
15.00 |
SSNC |
78467J100 |
IPO |
JP Morgan
Credit Suisse
Morgan Stanley
Deutsche Bank |
| MaxLinear |
03/23/10 |
14.00 |
MXL |
57776J100 |
IPO |
Morgan Stanley
Deutsche Bank |
| The Hartford Financial Services Group |
03/17/10 |
27.75 |
HIG |
416515104 |
ADD-ON |
Goldman Sachs
JP Morgan |
| EQT Corporation |
03/10/10 |
44.00 |
EQT |
26884L109 |
ADD-ON |
JP Morgan
Barclays Capital
Credit Suisse
Deutsche Bank |
| Anthera Pharmaceuticals |
03/01/10 |
7.00 |
ANTH |
03674U102 |
IPO |
Deutsche Bank |
| Graham Packaging Company |
02/10/10 |
10.00 |
GRM |
384701108 |
IPO |
Citigroup
Goldman Sachs
Deutsche Bank |
| Art Technology Group |
02/04/10 |
3.50 |
ARTG |
04289L107 |
ADD-ON |
Deutsche Bank
Morgan Stanley |
| Avago Technologies Limited |
01/27/10 |
17.41 |
AVGO |
Y0486S104 |
ADD-ON |
Deutsche Bank
Barclays Capital
Morgan Stanley
Citigroup |
| Ares Capital Corporation |
01/26/10 |
12.75 |
ARCC |
04010L103 |
ADD-ON |
BofA Merrill Lynch
JP Morgan
Sun Trust
Robinson Humphrey
Wells Fargo Securities |
| Chesapeake Lodging Trust |
01/21/10 |
20.00 |
CHSP |
165240102 |
IPO |
JP Morgan
Deutsche Bank |
| Orient-Express Hotels, Ltd. |
01/12/10 |
10.00 |
OEH |
G67743107 |
ADD-ON |
Deutsche Bank
Barclays Capital |
| Beazer Homes USA |
01/06/10 |
4.60 |
BZH |
07556Q105 |
ADD-ON |
Citigroup
Credit Suisse |
| Team Health Holdings |
12/15/09 |
12.00 |
TMH |
87817A107 |
IPO |
BofA Merrill Lynch
Citigroup
Goldman Sachs
Barclays Capital |
| Cobalt International Energy |
12/15/09 |
13.50 |
CIE |
19075F106 |
IPO |
Credit Suisse
JP Morgan
Goldman Sachs |
| Dendreon |
12/10/09 |
24.75 |
DNDN |
24823Q107 |
ADD-ON |
JPMorgan
Deutsche Bank |
| Fortinet |
11/17/09 |
12.50 |
FTNT |
34959E109 |
IPO |
Morgan Stanley
JP Morgan
Deutsche Bank |
| Dollar General |
11/12/09 |
21.00 |
DG |
256677105 |
IPO |
Citigroup
KKR
Goldman Sachs
JP Morgan
BofA Merrill Lynch |
| RehabCare Group |
11/12/09 |
24.00 |
RHB |
759148109 |
ADD-ON |
BofA Merrill Lynch
JP Morgan |
| Hyatt Hotels |
11/04/09 |
25.00 |
H |
448579102 |
IPO |
Goldman Sachs |
| Dole Food Company |
10/22/09 |
12.50 |
DOLE |
256603101 |
IPO |
Goldman Sachs
BofA Merrill Lynch
Deutsche Bank
Wells Fargo Securities |
| SuccessFactors |
10/20/09 |
15.50 |
SFSF |
864596101 |
ADD-ON |
Goldman Sachs
Deutsche Bank
Morgan Stanley |
| AGA Medical Holdings |
10/20/09 |
$14.50 |
AGAM |
008368102 |
IPO |
BofA Merrill Lynch
Citi
Deutsche Bank
Leerink Swann
Wells Fargo Securities |
| Canadian Solar |
10/15/09 |
$15.75 |
CSIQ |
136635109 |
ADD-ON |
Morgan Stanley
Deutsche Bank
Piper Jaffray |
| RailAmerica |
10/12/09 |
$15.00 |
RA |
750753402 |
IPO |
JP Morgan
Citigroup
Deutsche Bank
Morgan Stanley |
| Omeros Corporation |
10/07/09 |
$10.00 |
OMER |
682143102 |
IPO |
Deutsche Bank |
| America First Tax Exempt Investors, L.P. |
10/06/09 |
$5.05 |
ATAX |
02364V107 |
ADD-ON |
Deutsche Bank
RBC Capital Markets |
| Qiagen N.V. |
09/25/09 |
$20.25 |
QGEN |
N72482107 |
ADD-ON |
Deutsche Bank
Goldman Sachs
JPMorgan |
| A123 Systems |
09/23/09 |
$13.50 |
AONE |
03739T108 |
IPO |
Morgan Stanley
Goldman Sachs |
| Bruker Corporation |
09/22/09 |
$9.85 |
BRKR |
116794108 |
ADD-ON |
Goldman Sachs
JPMorgan
Deutsche Bank |
| CreXus Investment Corporation |
09/16/09 |
$15.00 |
CXS |
226553105 |
IPO |
Deutsche Bank
BofA
Merrill Lynch
|
| Ramco Gershenson Properties Trust |
09/10/09 |
$8.50 |
RPT |
751452202 |
ADD-ON |
JP Morgan
Deutsche Bank
KeyBanc
Capital Markets |
| Starwood Property Trust |
08/11/09 |
$20.00 |
STWD |
85571B105 |
IPO |
BofA
Merrill Lynch
Deutsche Bank
Citigroup |
| Avago Technologies Limited |
08/05/09 |
$15.00 |
AVGO |
Y0486S104 |
IPO |
Deutsche Bank
Barclays Capital
Morgan Stanley
Citigroup |
| STEC |
08/05/09 |
$31.00 |
STEC |
784774101 |
ADD-ON |
JP Morgan
Deutsche Bank |
| PennyMac Mortgage Investment Trust |
07/29/09 |
$20.00 |
PMT |
70931T103 |
IPO |
Merrill Lynch
Credit Suisse
Deutsche Bank |
| Western Asset Municipal Defined Opportunity Trust |
03/26/09 |
$20.00 |
MTT |
95768A109 |
IPO |
Wachovia Securities
Citigroup |
| Healthcare Realty Trust |
09/23/08 |
$25.50 |
HR |
421946104 |
ADD-ON |
JP Morgan
Bank of America
UBS/Wachovia Securities |
| Tyson Foods |
09/09/08 |
$12.75 |
TSN |
902494103 |
ADD-ON |
JP Morgan
Merrill Lynch |
| EnergySolutions |
07/24/08 |
$19.00 |
ES |
292756202 |
ADD-ON |
Credit Suisse
JPMorgan |
| Luminex |
06/24/08 |
$19.91 |
LMNX |
55027E102 |
ADD-ON |
JP Morgan
UBS |
| CapitalSource |
06/23/08 |
$11.00 |
CSE |
14055X102 |
ADD-ON |
JP Morgan
Wachovia Securities |
| Synthesis Energy Systems |
06/19/08 |
$9.25 |
SYMX |
871628103 |
ADD-ON |
JP Morgan
Deutsche Bank |
| RHI Entertainment |
06/17/08 |
$14.00 |
RHIE |
74957T104 |
IPO |
JP Morgan
Bank of America |
| Monotype Imaging Holdings |
06/12/08 |
$12.00 |
TYPE |
61022P100 |
ADD-ON |
JP Morgan
Bank of America |
| Innophos Holdings |
06/04/08 |
$27.50 |
IPHS |
45774N108 |
ADD-ON |
JP Morgan
Oppenheimer |
| Nucor |
05/22/08 |
$74.00 |
NUE |
670346105 |
ADD-ON |
Bank of America
Citigroup
JP Morgan |
| Polypore International |
05/22/08 |
$24.00 |
PPO |
73179V103 |
ADD-ON |
JP Morgan |
| Ascent Solar Technologies |
05/15/08 |
$14.00 |
ASTI |
043635101 |
ADD-ON |
JP Morgan |
| American International Group |
05/12/08 |
$38.00 |
AIG |
026874107 |
ADD-ON |
Citigroup
JP Morgan |
| Western Gas Partners LP |
05/08/08 |
$16.50 |
WES |
958254104 |
IPO |
UBS/Citigroup
Credit Suisse
Morgan Stanley |
| Fannie Mae |
05/08/08 |
$27.50 |
FNM |
313586109 |
ADD-ON |
Lehman Brothers
JP Morgan |
| Pioneer Southwest Energy Partners LP |
04/30/08 |
$19.00 |
PSE |
72388B106 |
IPO |
Citigroup
Deutsche Bank
UBS |
| Range Resources |
04/30/08 |
$66.38 |
RRC |
75281A109 |
ADD-ON |
JP Morgan
Credit Suisse |
| Eaton |
04/22/08 |
$84.00 |
ETN |
278058102 |
ADD-ON |
Citigroup
JP Morgan
Morgan Stanley |
| VISA |
03/18/08 |
$44.00 |
V |
92826C839 |
IPO |
JPMorgan
Goldman Sachs
Bank of America
Citigroup/ HSBC/Merrill Lynch/ UBS/ Wachovia Securities |
| Acorda Therapeutics |
02/12/08 |
$21.50 |
ACOR |
00484M106 |
ADD-ON |
JP Morgan
Deutsche Bank |
| Cascal NV |
01/28/08 |
$12.00 |
HOO |
N1842P109 |
IPO |
JP Morgan
Credit Suisse |
| Williams Pipeline Partners LP |
01/17/08 |
$20.00 |
WMZ |
96950K103 |
IPO |
Lehman Brothers
Citigroup
Merrill Lynch |
| Concho Resources |
12/13/07 |
$18.05 |
CXO |
20605P101 |
ADD-ON |
JP Morgan
Banc of America |
| Teekay Tankers |
12/12/07 |
$19.50 |
TNK |
Y8565N102 |
IPO |
Citigroup
Morgan Stanley |
| Williams Partners LP |
12/05/07 |
$37.75 |
WPZ |
96950F104 |
ADD-ON |
Lehman Brothers
Citigroup
Merrill Lynch |
| PROS Holdings |
12/05/07 |
$16.75 |
PRO |
74346Y103 |
ADD-ON |
JP Morgan
Deutsche Bank |
| WSP Holdings |
12/05/07 |
$8.50 |
WH |
92934F104 |
IPO |
JP Morgan |
| Penn Virginia |
11/29/07 |
$41.25 |
PVA |
707882106 |
ADD-ON |
JP Morgan
Lehman Brothers
RBC Capital Markets |
| Westar Energy |
11/15/07 |
$25.25 |
WR |
95709T100 |
ADD-ON |
JP Morgan/UBS |
| Energy Solutions |
11/14/07 |
$23.00 |
ES |
292756202 |
IPO |
Credit Suisse
JP Morgan
Morgan Stanley |
| Burger King Holdings |
11/13/07 |
$25.00 |
BKC |
121208201 |
ADD-ON |
Goldman Sachs
JP Morgan
Morgan Stanley |
| Navios Maritime |
11/12/07 |
$20.00 |
NMM |
Y62267102 |
IPO |
JP Morgan
Merrill Lynch |
| Approach Resources |
11/07/07 |
$12.00 |
AREX |
03834A103 |
IPO |
JP Morgan |
| Insulet |
11/06/07 |
$23.25 |
PODD |
45784P101 |
ADD-ON |
JP Morgan
Merrill Lynch |
| BioForm Medical |
11/06/07 |
$8.00 |
BFRM |
09065G107 |
IPO |
JP Morgan
Piper Jaffray |
| McMoRan Exploration |
11/01/07 |
$12.40 |
MMR |
582411104 |
ADD-ON |
Merrill Lynch
JP Morgan |
| Gerdau Ameristeel |
11/01/07 |
$12.25 |
GNA |
37373P105 |
ADD-ON |
JP Morgan
ABN AMRO
CIBC/HSBC |
| ULTA Salon, Cosmetics and Fragrance |
10/24/07 |
$18.00 |
ULTA |
90384S303 |
IPO |
JP Morgan
Wachovia Securities |
| Volcano |
10/17/07 |
$16.25 |
VOLC |
928645100 |
ADD-ON |
JP Morgan
Banc of America
Piper Jaffray |
| Aircastle Limited |
10/03/07 |
$31.75 |
AYR |
G0129K104 |
ADD-ON |
JP Morgan
Citigroup
Bear Stearns |
| Solera Holdings |
10/03/07 |
$18.75 |
SLH |
83421A104 |
ADD-ON |
Goldman Sachs
JP Morgan |
| Qimonda AG |
09/20/07 |
$10.92 |
QI |
746904101 |
ADD-ON |
Citigroup
JP Morgan
Credit Suisse |
| Diana Shipping |
09/20/07 |
$25.00 |
DSX |
Y2066G104 |
ADD-ON |
Wachovia Securities
JP Morgan |
| Heartland Payment Systems |
09/17/07 |
$26.34 |
HPY |
42235N108 |
ADD-ON |
Citigroup
JP Morgan |
| VMware |
08/13/07 |
$29.00 |
VMW |
928563402 |
IPO |
Citigroup
JP Morgan
Lehman Brothers |
| MercadoLibre |
08/09/07 |
$18.00 |
MELI |
58733R102 |
IPO |
JP Morgan
Merrill Lynch |
| WuXi PharmaTech |
08/08/07 |
$14.00 |
WX |
929352102 |
IPO |
Credit Suisse
JP Morgan |
| Quicksilver Gas Services LP |
08/06/07 |
$21.00 |
KGS |
74839G106 |
IPO |
UBS
Goldman Sachs |
| Virtusa |
08/02/07 |
$14.00 |
VRTU |
92827P102 |
IPO |
JP Morgan |
| Concho Resources |
08/02/07 |
$11.50 |
CXO |
20605P101 |
IPO |
JP Morgan
Banc of America |
| Genpact Limited |
08/01/07 |
$14.00 |
G |
G3922B107 |
IPO |
Morgan Stanley
Citigroup
JP Morgan |
| Regency Energy Partners LP |
07/26/07 |
$32.05 |
RGNC |
75885Y107 |
ADD-ON |
UBS
Goldman Sachs
Morgan Stanley |
| Claymore/Guggenheim Strategic Opportunities Fund |
07/26/07 |
$20.00 |
GOF |
18385X104 |
IPO |
Wachovia Securities
Raymond James |
| Voltaire Limited |
07/25/07 |
$9.00 |
VOLT |
M97613109 |
IPO |
JP Morgan
Merrill Lynch |
| Orbitz Worldwide |
07/19/07 |
$15.00 |
OWW |
68557K109 |
IPO |
Morgan Stanley
Goldman Sachs
Lehman Brothers
JP Morgan |
| MF Global Limited |
07/18/07 |
$30.00 |
MF |
G60642108 |
IPO |
Citigroup
JP Morgan
Lehman Brothers
Merrill Lynch/UBS |
| Whiting Petroleum |
06/27/07 |
$40.50 |
WLL |
966387102 |
ADD-ON |
Merrill Lynch
JP Morgan |
| PROS Holdings |
06/27/07 |
$11.00 |
PRO |
74346Y103 |
IPO |
JP Morgan
Deutsche Bank |
| Polypore International |
06/27/07 |
$19.00 |
PPO |
73179V103 |
IPO |
JP Morgan |
| BlackRock Kelso Capital |
06/26/07 |
$16.00 |
BKCC |
092533108 |
IPO |
JP Morgan
Wachovia Securities
Citigroup
Merrill Lynch |
| First Mercury Financial |
06/14/07 |
$19.25 |
FMR |
320841109 |
ADD-ON |
JP Morgan
Keefe
Bruyette & Woods |
| Security Capital Assurance |
06/06/07 |
$31.00 |
SCA |
G8018D107 |
ADD-ON |
Goldman Sachs/
JP Morgan/
Merrill Lynch |
| BlackRock International Growth and Income Trust |
05/24/07 |
$20.00 |
BGY |
092524107 |
IPO |
Wachovia Securities
Citigroup
Merrill Lynch |
| Navios Maritime |
05/23/07 |
$10.00 |
NM |
Y62196103 |
ADD-ON |
JP Morgan
Merrill Lynch |
| Dolby Laboratories |
05/23/07 |
$32.00 |
DLB |
25659T107 |
ADD-ON |
Goldman Sachs
JP Morgan |
| Sirtris Pharmaceuticals |
05/22/07 |
$10.00 |
SIRT |
82968A105 |
IPO |
JP Morgan |
| Genomic Health |
05/21/07 |
$15.50 |
GHDX |
37244C101 |
ADD-ON |
JP Morgan |
| Taiwan Semiconductor Manufacturing |
05/17/07 |
$10.68 |
TSM |
874039100 |
ADD-ON |
Goldman Sachs
JP Morgan |
| Continental Resources |
05/14/07 |
$15.00 |
CLR |
212015101 |
IPO |
JP Morgan
Merrill Lynch |
| Insulet |
05/14/07 |
$15.00 |
PODD |
45784P101 |
IPO |
JP Morgan
Merrill Lynch |
| Javelin Pharmaceuticals |
05/10/07 |
$6.00 |
JAV |
471894105 |
ADD-ON |
JP Morgan |
| Solera Holdings |
05/10/07 |
$16.00 |
SLH |
83421A104 |
IPO |
Goldman Sachs
JP Morgan |
| Interactive Brokers Group |
05/03/07 |
$30.01 |
IBKR |
45841N107 |
IPO |
WR Hambrecht
HSBC |
| Array BioPharma |
05/01/07 |
$13.00 |
ARRY |
04269X105 |
ADD-ON |
JP Morgan
Banc of America |
| Empresa Distribuidora Y Comercializadora Norte S.A |
04/25/07 |
$17.00 |
EDN |
29244A102 |
IPO |
Citigroup/
JP Morgan |
| Superior Offshore International |
04/19/07 |
$15.00 |
DEEP |
86825Q104 |
IPO |
Merrill Lynch/
JP Morgan |
| EV3 |
04/19/07 |
$19.00 |
EVVV |
26928A200 |
ADD-ON |
Banc of America/
Piper Jaffray/
JP Morgan |
| Diana Shipping |
03/28/07 |
$17.00 |
DSX |
Y2066G104 |
ADD-ON |
JP Morgan/
Wachovia Securities |
First Trust Strategic
High Income Fund III |
03/27/07 |
$20.00 |
FHO |
33735C106 |
IPO |
RBC Capital Markets/
AG Edwards |
| BlackRock Global Equity Income Trust |
03/27/07 |
$20.00 |
BFD |
09255D104 |
IPO |
Merrill Lynch/
AG Edwards |
Freeport-McMoRan
Copper & Gold |
03/22/07 |
$61.25 |
FCX |
35671D857 |
ADD-ON |
Merrill Lynch/
JP Morgan |
| NYMEX Holdings |
03/21/07 |
$136.50 |
NMX |
62948N104 |
ADD-ON |
JP Morgan/
Banc of America/
Merrill Lynch |
| USG |
03/15/07 |
$48.60 |
USG |
903293405 |
ADD-ON |
Goldman Sachs/
JP Morgan |
| American Reprographics |
03/08/07 |
$32.25 |
ARP |
029263100 |
ADD-ON |
JP Morgan/
Goldman Sachs
|
| Xinhua Finance Media |
03/08/07 |
$13.00 |
XFML |
983982109 |
IPO |
JP Morgan/
UBS |
| Clearwire |
03/07/07 |
$25.00 |
CLWR |
185385309 |
IPO |
Merrill Lynch/
Morgan Stanley/
JP Morgan |
| Mylan Laboratories |
03/01/07 |
$19.50 |
MYL |
628530107 |
ADD-ON |
Merrill Lynch/
JP Morgan |
| Vectren |
2/22/07 |
$28.33 |
VVC |
92240G101 |
ADD-ON |
JP Morgan/
Merrill Lynch |
| National CineMedia |
02/07/07 |
$21.00 |
NCMI |
635309107 |
IPO |
Credit Suisse/
JP Morgan/
Lehman Brothers/
Morgan Stanley |
| Mellanox Technologies |
02/07/07 |
$17.00 |
MLNX |
M51363113 |
IPO |
Credit Suisse/
JP Morgan |
| Accuray |
02/07/07 |
$18.00 |
ARAY |
004397105 |
IPO |
JP Morgan/
UBS |
| Aircastle Limited |
02/07/07 |
$33.00 |
AYR |
G0129K104 |
ADD-ON |
JP Morgan/
Bear Stearns/
Citigroup |
| Embraer-Empresa Brasileira De Aeronautica S.A. |
02/06/07 |
$41.00 |
ERJ |
29081M102 |
ADD-ON |
JP Morgan /
Merrill Lynch |
| Duncan Energy Partners, L.P. |
01/30/07 |
$21.00 |
DEP |
265026104 |
IPO |
Lehman Brothers/
UBS |
| Animal Health International |
01/30/07 |
$11.00 |
AHII |
03525N109 |
IPO |
JP Morgan |
| Covanta Holding |
01/25/07 |
$23.50 |
CVA |
22282E102 |
ADD-ON |
Lehman Brothers/
JP Morgan/
Merrill Lynch |
| Edge Petroleum |
01/24/07 |
$13.25 |
EPEX |
279862106 |
ADD-ON |
Raymond James/
JP Morgan |
| Vanda Pharmaceuticals |
01/18/07 |
$27.29 |
VNDA |
921659108 |
ADD-ON |
JP Morgan/
Morgan Stanley |
| InnerWorkings |
01/18/07 |
$13.50 |
INWK |
45773Y105 |
ADD-ON |
JP Morgan/
Morgan Stanley |
| Smart Modular Technologies |
01/17/07 |
$12.50 |
SMOD |
G82245104 |
ADD-ON |
Citigroup/
JP Morgan/
Lehman Brothers |
| Apollo Investment |
01/11/07 |
$22.44 |
AINV |
03761U106 |
ADD-ON |
JP Morgan/
Citigroup/
Banc of America/
Bear Stearns |
| American Capital Strategies |
01/08/07 |
$45.83 |
ACAS |
024937104 |
ADD-ON |
JP Morgan/
Morgan Stanley/UBS |
| Valero GP Holdings |
12/18/06 |
$21.62 |
VEH |
91914G108 |
ADD-ON |
Lehman Brothers/
UBS/
Citigroup/
Morgan Stanley |
| Genesis Lease Limited |
12/13/06 |
$23.00 |
GLS |
37183T107 |
IPO |
Citigroup/
JP Morgan |
| Obagi Medical Products |
12/13/06 |
$11.00 |
OMPI |
67423R108 |
IPO |
JP Morgan |
| Volcano |
12/06/06 |
$16.75 |
VOLC |
928645100 |
ADD-ON |
JP Morgan/Piper Jaffray |
| MannKind |
12/06/06 |
$17.42 |
MNKD |
56400P201 |
ADD-ON |
JP Morgan/Merrill Lynch |
| Penn Virginia GP Holdings |
12/04/06 |
$18.50 |
PVG |
70788P105 |
IPO |
Lehman Brothers/UBS Investment Bank |
| Copano Energy |
11/30/06 |
$59.11 |
CPNO |
217202100 |
ADD-ON |
UBS Investment Bank/Morgan Stanley |
| NYMEX Holdings |
11/16/06 |
$59.00 |
NMX |
62948N104 |
IPO |
JP Morgan/Merrill Lynch |
| Venoco |
11/16/06 |
$17.00 |
VQ |
92275P307 |
IPO |
Credit Suisse/
Lehman Brothers/
JP Morgan |
| Hertz Global Holdings |
11/15/06 |
$15.00 |
HTZ |
42805T105 |
IPO |
Goldman Sachs/
Lehman Brothers/
Merrill Lynch/
Deutsche Bank/
JP Morgan |
| Hansen Medical |
11/15/06 |
$12.00 |
HNSN |
411307101 |
IPO |
Morgan Stanley/JP Morgan |
| Watts Water Technologies |
11/15/06 |
$40.00 |
WTS |
942749102 |
ADD-ON |
JP Morgan |
| Emergent BioSolutions |
11/14/06 |
$12.50 |
EBS |
29089Q105 |
IPO |
JP Morgan |
| ACA Capital Holdings |
11/09/06 |
$13.00 |
ACA |
000833103 |
IPO |
Credit Suisse/
JP Morgan/
Bear Stearns |
| Globalstar |
11/01/06 |
$17.00 |
GSAT |
378973408 |
IPO |
Wachovia/JP Morgan |
| Endeavour International |
10/19/06 |
$2.35 |
END |
29259G101 |
ADD-ON |
JP Morgan/Credit Suisse |
| First Mercury Financial |
10/17/06 |
$17.00 |
FMR |
320841109 |
IPO |
JP Morgan/Keefe, Bruyette & Woods |
| Cbeyond |
10/03/06 |
$26.75 |
CBEY |
149847105 |
ADD-ON |
Deutsche Bank/JP Morgan |
| Shutterfly |
09/28/06 |
$15.00 |
SFLY |
82568P304 |
IPO |
JP Morgan |
| DivX |
09/21/06 |
$16.00 |
DIVX |
255413106 |
IPO |
JP Morgan |
| Warner Chilcott |
09/20/06 |
$15.00 |
WCRX |
G9435N108 |
IPO |
Goldman Sachs/JP Morgan/Credit Suisse |
| Home Diagnostics |
09/20/06 |
$12.00 |
HDIX |
436932107 |
IPO |
JP Morgan |
| Time Warner Telecom |
09/20/06 |
$17.50 |
TWTC |
887319101 |
ADD-ON |
Deutsche Bank/Lehman Brothers/JP Morgan |
| Horizon Lines |
09/11/06 |
$14.50 |
HRZ |
44044K101 |
ADD-ON |
Deutsche Bank/JP Morgan |
| Qimonda AG |
08/08/06 |
$13.00 |
QI |
746904101 |
IPO |
Credit Suisse/
Citigroup/
JP Morgan |
| Aircastle Limited |
08/07/06 |
$23.00 |
AYR |
G0129K104 |
IPO |
JP Morgan/Bear Stearns/Citigroup |
| Security Capital Assurance |
08/01/06 |
$20.50 |
SCA |
G8018D107 |
IPO |
Goldman Sachs/JP Morgan/Merrill Lynch |
| UniFirst |
07/19/06 |
$29.50 |
UNF |
904708104 |
ADD-ON |
JP Morgan/Robert W. Baird & Co. |
| Valero GP Holdings |
07/13/06 |
$22.00 |
VEH |
91914G108 |
IPO |
Lehman Brothers |
| MarkWest Energy Partners, L.P. |
06/29/06 |
$39.75 |
MWE |
570759100 |
ADD-ON |
RBC Capital Markets/Wachovia |
| PGT |
06/27/06 |
$14.00 |
PGTI |
69336V101 |
IPO |
Deutsche Bank/JP Morgan |
| Inergy, L.P. |
06/22/06 |
$24.90 |
NRGY |
456615103 |
ADD-ON |
Citigroup/Lehman Brothers |
| Golfsmith International Holdings |
06/14/06 |
$11.50 |
GOLF |
38168Y103 |
IPO |
Merrill Lynch/JP Morgan |
| Volcano |
06/14/06 |
$8.00 |
VOLC |
928645100 |
IPO |
JP Morgan/Piper Jaffray |
| Horizon Lines |
06/12/06 |
$14.00 |
HRZ |
44044K101 |
ADD-ON |
Deutsche Bank/JP Morgan |
| NxStage Medical |
06/08/06 |
$8.75 |
NXTM |
67072V103 |
ADD-ON |
Merrill Lynch/JP Morgan |
| Superior Essex |
06/06/06 |
$30.00 |
SPSX |
86815V105 |
ADD-ON |
UBS Investment Bank/JP Morgan |
| Global Cash Access Holdings |
05/25/06 |
$15.75 |
GCA |
378967103 |
ADD-ON |
JP Morgan |
| MasterCard |
05/24/06 |
$39.00 |
MA |
57636Q104 |
IPO |
Goldman Sachs/
Citigroup/HSBC/
JP Morgan |
| Burger King Holdings |
05/17/06 |
$17.00 |
BKC |
121208201 |
IPO |
JP Morgan/Citigroup/ Goldman Sachs/Morgan Stanley |
| Penson Worldwide |
05/16/06 |
$17.00 |
PNSN |
709600100 |
IPO |
JP Morgan/Credit Suisse |
| Dynamic Materials |
05/09/06 |
$35.00 |
BOOM |
267888105 |
ADD-ON |
JP Morgan |
| NYSE Group |
05/04/06 |
$61.50 |
NYX |
62949W103 |
ADD-ON |
JP Morgan/Lehman Brothers/Merrill Lynch/Morgan Stanley |
| Westlake Chemical |
04/26/06 |
$31.25 |
WLK |
960413102 |
ADD-ON |
JP Morgan/Credit Suisse/Deutsche Bank |
| Omega Navigation Enterprises |
04/06/06 |
$17.00 |
ONAV |
Y6476R105 |
IPO |
Jefferies & Co/JP Morgan |
| American Reprographics |
04/05/06 |
$34.50 |
ARP |
029263100 |
ADD-ON |
JP Morgan/Goldman Sachs |
| Goodman Global |
04/05/06 |
$18.00 |
GGL |
38239A100 |
IPO |
JP Morgan/Merrill Lynch |
| Nationwide Health Properties |
03/30/06 |
$21.50 |
NHP |
638620104 |
ADD-ON |
JP Morgan/UBS Securities LLC |
| Apollo Investment |
3/16/06 |
$17.85 |
AINV |
03761U106 |
ADD-ON |
Citigroup/ JP Morgan/ Bank of America/ Bear Stearns |
| Coeur d'Alene Mining |
3/16/06 |
$5.60 |
CDE |
192108104 |
ADD-ON |
Deutsche Bank/ JP Morgan |
| Ultra Clean |
3/09/06 |
$7.10 |
UCTT |
90385V107 |
ADD-ON |
JP Morgan |
| NTELOS |
2/18/06 |
$12.00 |
NTLS |
67020Q107 |
IPO |
Lehman Brothers/ Bear Stearns |
| Tronox |
11/21/05 |
$14.00 |
TRX |
897051108 |
IPO |
Lehman Brothers/ JP Morgan |
| Dover Saddlery |
11/17/05 |
$10.00 |
DOVR |
260412101 |
IPO |
WR Hambrecht |
| Global Partners |
09/28/05 |
$22.00 |
GLP |
37946R109 |
IPO |
Lehman Brothers/ KeyBank |
| Avalon Pharmaceuticals |
09/28/05 |
$10.50 |
AVRX |
05346P106 |
IPO |
WR Hambrecht |
| Hittite Microwave |
07/21/05 |
$17.00 |
HITT |
43365Y104 |
IPO |
Lehman Brothers |
| CryoCor |
07/13/05 |
$11.00 |
CRYO |
229016100 |
IPO |
WR Hambrecht |
| DSW |
06/28/05 |
$19.00 |
DSW |
23334L102 |
IPO |
Lehman Brothers |
| Cogent Communications Group |
06/07/05 |
$6.00 |
COI |
19239V302 |
ADD-ON |
Lehman Brothers |
| New Skies Satellites Holdings |
05/09/05 |
$16.50 |
NSE |
G64865101 |
IPO |
Lehman Brothers |
| Morningstar |
05/03/05 |
$18.50 |
MORN |
617700109 |
IPO |
WR Hambrecht |
| Syniverse Technologies |
2/09/05 |
$16.00 |
SVR |
87163F106 |
IPO |
Lehman Brothers |
| Tercica |
2/07/05 |
$8.00 |
TRCA |
88078L105 |
ADD-ON |
Lehman Brothers |
| Cascade Microtech |
12/14/04 |
$14.00 |
CSCD |
147322101 |
IPO |
Lehman Brothers |
| Ormat Technology |
11/10/04 |
$15.00 |
ORA |
686688102 |
IPO |
Lehman Brothers |
| U-Store-It |
10/21/04 |
$16.00 |
YSI |
91274F104 |
IPO |
Lehman Brothers |
| Ness Technologies |
09/29/04 |
$12.00 |
NSTC |
64104X108 |
IPO |
Lehman Brothers/ Merrill Lynch |
| TNS |
09/27/04 |
$20.00 |
TNS |
872960109 |
ADD-ON |
Lehman Brothers/ JP Morgan |
| Google |
08/18/04 |
$85.00 |
GOOG |
03840P102 |
IPO |
CSFB/ Morgan Stanley |
| Archipelago Holdings |
08/12/04 |
$11.50 |
AX |
03957A104 |
IPO |
Goldman Sachs |
| Kite Realty |
08/10/04 |
$13.00 |
KRG |
49803T102 |
IPO |
Lehman Brothers/ Wachovia |
| Greenfield Online |
07/15/04 |
$13.00 |
SRVY |
395150105 |
IPO |
Lehman Brothers |
| Domino's Pizza |
07/12/04 |
$14.00 |
DPZ |
25754A201 |
IPO |
JP Morgan/ Citigroup |
| Origen Financial |
5/05/04 |
$8.00 |
ORGN |
68619E208 |
IPO |
Lehman Brothers |
| Eaton Vance Tax advantage Global |
04/27/04 |
$20.00 |
ETO |
27828U106 |
IPO |
UBS |
| Netgear |
3/29/04 |
$13.00 |
NTGR |
64111Q104 |
ADD-ON |
Lehman Brothers |
| TS&W/Claymore Tax Advantaged Fund |
03/27/04 |
$15.00 |
TYW |
87280R108 |
IPO |
Merrill Lynch |
| Ariad Pharmaceuticals |
3/23/04 |
$8.50 |
ARIA |
04033A100 |
ADD-ON |
Lehman Brothers |
| Sunset Financial Resources |
3/17/04 |
$13.00 |
SFO |
867708109 |
IPO |
Lehman Brothers |
| Tercica |
3/16/04 |
$9.00 |
TRCA |
88078L105 |
IPO |
Lehman Brothers |
| Hughes Supply |
1/22/04 |
$48.25 |
HUG |
444482103 |
ADD-ON |
Lehman Brothers |
| Pioneer Tax Advanced Balanced |
01/27/04 |
$15.00 |
PBF |
72388R101 |
IPO |
Merrill Lynch |
| Annaly Mortgage Management |
1/14/04 |
$18.50 |
NLY |
035710409 |
ADD-ON |
Lehman Brothers |
| Tessera |
11/12/03 |
$13.00 |
TSRA |
88164L100 |
IPO |
Lehman Brothers |
| Cancervax |
10/29/03 |
$12.00 |
CNVX |
13738Y107 |
IPO |
Lehman Brothers |
| SimpleTech |
10/23/03 |
$7.00 |
STEC |
828823104 |
ADD-ON |
Lehman Brothers |
| Tuesday Morning |
10/20/03 |
$31.75 |
TUES |
899035505 |
ADD-ON |
Lehman Brothers |
| Advancis Pharmaceutical |
10/16/03 |
$10.00 |
AVNC |
00764L109 |
IPO |
Lehman Brothers |
| Redenvelope |
09/24/03 |
$14.00 |
REDE |
75733R601 |
IPO |
WR Hambrecht |
| Texas Capital Bancshares |
08/12/03 |
$11.00 |
TCBI |
88224Q107 |
IPO |
Lehman Brothers |
| Netgear |
07/30/03 |
$14.00 |
NTGR |
64111Q104 |
IPO |
Lehman Brothers |
| Corrections Corp of America |
05/01/03 |
$19.50 |
CXW |
22025y407 |
ADD-ON |
Lehman Brothers |
| VistaCare |
12/17/02 |
$12.00 |
VSTA |
92839Y109 |
IPO |
Lehman Brothers |
| Denbury Resources |
11/21/02 |
$10.00 |
DNR |
247916208 |
ADD-ON |
Lehman Brothers |
| IStar Financial |
11/14/02 |
$26.77 |
SFI |
45031U101 |
ADD-ON |
Lehman Brothers |
| United Surgical Partners |
09/30/02 |
$22.00 |
USPI |
913016309 |
ADD-ON |
Lehman Brothers/ CSFB |
| CIT Group |
07/01/02 |
$23.00 |
CIT |
125581108 |
IPO |
Goldman Sachs/ Lehman Brothers |
| L-3 Communications |
06/24/02 |
$56.60 |
LLL |
502424104 |
ADD-ON |
Lehman Brothers |
| DQE |
06/20/02 |
$13.50 |
DQE |
23329J104 |
ADD-ON |
Lehman Brothers |
| Fleming Companies |
06/12/02 |
$19.40 |
FLM |
339130106 |
ADD-ON |
Lehman Brothers |
| Williams Energy Partners |
05/22/02 |
$37.15 |
WEG |
969491109 |
ADD-ON |
Lehman Brothers |
| The Empire District Electric Company |
05/16/02 |
$20.75 |
EDE |
291641108 |
ADD-ON |
Lehman Brothers |
| Verint Systems |
05/15/02 |
$16.00 |
VRNT |
92343X100 |
IPO |
Lehman Brothers |
| DOV Pharmaceutical |
04/24/02 |
$13.00 |
DOVP |
259858108 |
IPO |
Lehman Brothers |
| Tesoro Petroleum |
02/28/02 |
$11.25 |
TSO |
881609101 |
ADD-ON |
Lehman Brothers |
| Xcel Energy |
02/25/02 |
$22.50 |
XEL |
98389B100 |
ADD-ON |
Lehman Brothers |
| Alloy |
02/20/02 |
$15.21 |
ALOY |
019855105 |
ADD-ON |
Lehman Brothers |
| Array Biopharma |
02/12/02 |
$10.00 |
ARRY |
04269X105 |
ADD-ON |
Lehman Brothers |
| Thoratec |
02/12/02 |
$16.00 |
THOR |
885175307 |
ADD-ON |
Lehman Brothers |
| Sunoco Logistics |
02/04/02 |
$20.25 |
SXL |
86764L108 |
IPO |
Lehman Brothers |
| Zymogenetics |
01/31/02 |
$12.00 |
ZGEN |
98985T109 |
IPO |
Lehman Brothers |
| United Defense Industries |
12/13/01 |
$19.00 |
UDI |
91018B104 |
IPO |
Lehman Brothers |
| BankAtlantic |
12/13/01 |
$8.25 |
BBX |
065908501 |
IPO |
Lehman Brothers |
| Airgate PCS |
12/13/01 |
$50.00 |
PCSA |
009367103 |
ADD-ON |
Lehman Brothers |
| Lawson Software |
12/06/01 |
$14.00 |
LWSN |
520780107 |
IPO |
Lehman Brothers |
| Given Imaging |
10/03/01 |
$12.00 |
GIVN |
M52020100 |
IPO |
Lehman Brothers |
| Lantronix |
7/16/01 |
$8.00 |
LTRX |
516548104 |
ADD-ON |
Lehman Brothers |
| Intermune |
6/28/01 |
$32.00 |
ITMN |
45884X103 |
ADD-ON |
Lehman Brothers |
| Pemstar |
6/07/01 |
$13.50 |
PMTR |
706552106 |
ADD-ON |
Lehman Brothers |
| Integrated Circuit Systems |
5/24/01 |
$15.00 |
ICST |
45811K208 |
ADD-ON |
Lehman Brothers |
| Peabody Energy |
5/21/01 |
$28.00 |
BTU |
704549104 |
IPO |
Lehman Brothers |
| Briazz |
5/01/01 |
$8.00 |
BRZZ |
10782M104 |
IPO |
WR Hambrecht |
| L-3 Communications Holdings |
4/25/01 |
$80.00 |
LLL |
502424104 |
ADD-ON |
Lehman Brothers |
| Aquilla |
4/23/01 |
$24.00 |
ILA |
03840J106 |
IPO |
Lehman Brothers |
| Valspar |
4/17/01 |
$28.00 |
VAL |
920355104 |
ADD-ON |
Lehman Brothers |
| Espeed |
3/07/01 |
$20.00 |
ESPD |
296643109 |
ADD-ON |
Lehman Brothers |
| Adept Technology |
2/15/01 |
$18.00 |
ADTK |
006854103 |
ADD-ON |
Lehman Brothers |
| Third Wave |
2/09/01 |
$11.00 |
TWTI |
88428W108 |
IPO |
Lehman Brothers |
| InfoVista SA |
2/08/01 |
$23.3275 |
IVTA |
456817105 |
ADD-ON |
Lehman Brothers |
| ATP Oil & Gas |
2/05/01 |
$14.00 |
ATPG |
00208J108 |
IPO |
Lehman Brothers |
| Peet's Coffee & Tea |
1/24/01 |
$8.00 |
PEET |
705560100 |
IPO |
W.R. Hambrecht |
| Williams Companies |
1/16/01 |
$36.125 |
WMB |
969457100 |
ADD-ON |
Lehman Brothers |
| Oxford GlycoSciences PLC |
12/07/00 |
$18.36 |
OGSI |
691464101 |
IPO |
Lehman Brothers |
| Array Biopharma |
11/16/00 |
$7.50 |
ARRY |
04269X105 |
IPO |
Lehman Brothers |
| Kosan Bioscience |
10/06/00 |
$14.00 |
KOSN |
50064W107 |
IPO |
Lehman Brothers |
| Simple Technology |
9/28/00 |
$11.00 |
STEC |
828820100 |
IPO |
Lehman Brothers |
| Prize Energy |
9/21/00 |
$21.375 |
PRZ |
74267L106 |
ADD-ON |
Lehman Brothers |
| Integrated Telecom |
8/17/00 |
$18.00 |
ITXI |
45817U101 |
IPO |
Lehman Brothers |
| Telik |
8/11/00 |
$7.00 |
TELK |
87959M109 |
IPO |
Lehman Brothers |
| VINA Technologies |
8/09/00 |
$12.00 |
VINA |
92719D100 |
IPO |
Lehman Brothers |
| H Power |
8/08/00 |
$16.00 |
HPOW |
40427A108 |
IPO |
Lehman Brothers |
| Mind C.T.I. Ltd. |
8/07/00 |
$10.00 |
MNDO |
M70240102 |
IPO |
Lehman Brothers |
| Pemstar |
8/07/00 |
$11.00 |
PMTR |
706552106 |
IPO |
Lehman Brothers |
| Versicor |
8/02/00 |
$11.00 |
VERS |
925314106 |
IPO |
Lehman Brothers |
| Rossetta Inpharmatics |
8/02/00 |
$14.00 |
RSTA |
777777103 |
IPO |
Lehman Brothers |
| Virage Logic |
7/31/00 |
$12.00 |
VIRL |
92763R104 |
IPO |
Lehman Brothers |
| SBA Communications |
7/28/00 |
$43.00 |
SBAC |
78388J106 |
ADD-ON |
Lehman Brothers |
| Talarian |
7/20/00 |
$16.00 |
TALR |
874090103 |
IPO |
Lehman Brothers |
| SMTC |
7/20/00 |
$16.00 |
SMTX |
832682108 |
IPO |
Lehman Brothers |
| InfoVista |
7/6/00 |
$12.22 |
IVTA |
456817105 |
IPO |
Lehman Brothers |
| Louis Dreyfus Natural Gas |
6/29/00 |
$31.00 |
LD |
546011107 |
ADD-ON |
Lehman Brothers |
| eFunds |
6/26/00 |
$13.00 |
EFDS |
28224R101 |
IPO |
Lehman Brothers |
| Stratos Lightwave |
6/26/00 |
$21.00 |
STLW |
863100103 |
IPO |
Lehman Brothers |
| Click Software |
6/22/00 |
$7.00 |
CKSW |
M25082104 |
IPO |
Lehman Brothers |
| Intuitive Surgical |
6/13/00 |
$9.00 |
ISRG |
46120E107 |
IPO |
Lehman Brothers |
| CARBO Ceramics |
5/15/00 |
$27.00 |
CRBO |
140781105 |
ADD-ON |
Lehman Brothers |
| Sequoia Software |
5/11/00 |
$8.00 |
SQSW |
817439102 |
IPO |
Lehman Brothers |
| Sierra Wireless |
5/05/00 |
$48.63 |
SWIR |
826516106 |
ADD-ON |
Lehman Brothers |
| McMoRan Exploration |
4/13/00 |
$14.00 |
MMR |
582411104 |
ADD-ON |
Lehman Brothers |
| Thoratec Laboratories |
4/13/00 |
$10.00 |
THOR |
885175307 |
ADD-ON |
Lehman Brothers |
| Network Plus |
4/06/00 |
$29.00 |
NPLS |
64122D506 |
ADD-ON |
Goldman, Sachs & Co |
| MeVC DFJ Fund I |
3/28/00 |
$20.00 |
MVC |
55271E105 |
IPO |
Prudential Volpe Technology |
| Net Perceptions |
3/23/00 |
$45.25 |
NETP |
64107U101 |
ADD-ON |
Robertson Stephens |
| Tut Systems |
3/23/00 |
$60.00 |
TUTS |
901103101 |
ADD-ON |
Lehman Brothers |
| Tularik |
3/22/00 |
$35.125 |
TLRK |
899165104 |
ADD-ON |
Lehman Brothers |
| TIBCO Software |
3/21/00 |
$106.00 |
TIBX |
88632Q103 |
ADD-ON |
Goldman, Sachs & Co |
| Tele1 Europe Holding |
3/15/00 |
$18.50 |
TEUR |
87944T201 |
IPO |
Lehman Brothers/ Goldman Sachs |
| RADVision |
3/13/00 |
$20.00 |
RVSN |
750992109 |
IPO |
Lehman Brothers |
| Quest Software |
3/09/00 |
$140.00 |
QSFT |
74834T103 |
ADD-ON |
FleetBoston/ Robertson Stephens |
| ITXC |
3/09/00 |
$85.00 |
ITXC |
45069F109 |
ADD-ON |
Lehman Brothers |
| IBasis |
3/09/00 |
$73.00 |
IBAS |
450732102 |
ADD-ON |
FleetBoston/ Robertson Stephens |
| Optibase LTD. |
3/08/00 |
$37.00 |
OBAS |
M7524R108 |
ADD-ON |
FleetBoston/ Robertson Stephens |
| FirstWorld Communications |
3/07/00 |
$17.00 |
FWIS |
337625305 |
IPO |
Lehman Brothers |
| IFCO Systems |
3/03/00 |
$14.90 |
IFCO |
N43961106 |
IPO |
Lehman Brothers |
| Palm |
3/01/00 |
$38.00 |
PALM |
696642107 |
IPO |
Goldman, Sachs & Co. |
| Network Peripherals |
2/29/00 |
$60.875 |
NPIX |
64121R100 |
ADD-ON |
Lehman Brothers |
| Keynote Systems |
2/17/00 |
$105.00 |
KEYN |
493308100 |
ADD-ON |
Robertson Stephens |
| Abgenix |
2/10/00 |
$210.00 |
ABGX |
00339B107 |
ADD-ON |
Robertson Stephens |
| Kerr-McGee |
2/07/00 |
$30.0625 |
KMG |
492386107 |
ADD-ON |
Lehman Brothers |
| Heidrick & Struggles International |
2/03/00 |
$33.00 |
HSII |
422819102 |
ADD-ON |
Lehman Brothers |
| Therma-Wave |
2/03/00 |
$20.00 |
TWAV |
88343A108 |
IPO |
Lehman Brothers/ Banc of America |
| Dobson Communications |
2/03/00 |
$22.00 |
DCEL |
256069105 |
IPO |
Lehman Brothers/ Banc of America/ SSB |
| Metricom |
2/01/00 |
$87.00 |
MCOM |
591596101 |
ADD-ON |
Lehman Brothers/ SSB |
| SBA Communications |
1/28/00 |
$27.00 |
SBAC |
78388J106 |
ADD-ON |
Lehman Brothers |
| Alteon Websystems |
1/25/00 |
$103.50 |
ATON |
02145A109 |
ADD-ON |
Lehman Brothers |
| China.com |
1/19/00 |
$85.00 |
CHINA |
G2108N109 |
ADD-ON |
Lehman Brothers/ Goldman Sachs |
| Liquid Audio |
12/14/99 |
$33.625 |
LQID |
53631T102 |
ADD-ON |
Lehman Brothers |
| Tularik |
12/09/99 |
$14.00 |
TLRK |
899165104 |
IPO |
Lehman Brothers |
| Andover.net |
12/08/99 |
$18.00 |
ANDN |
034318105 |
IPO |
WR Hambrecht |
| Netratings |
12/08/99 |
$17.00 |
NTRT |
64116M108 |
IPO |
Lehman Brothers |
| Healthcentral.com |
12/07/99 |
$11.00 |
HCEN |
42221V106 |
IPO |
Lehman Brothers |
| Harris Interactive |
12/06/99 |
$14.00 |
HPOL |
414549105 |
IPO |
Lehman Brothers |
| Deltathree.com |
11/22/99 |
$15.00 |
DDDC |
24783N102 |
IPO |
Lehman Brothers |
| Mediaplex |
11/18/99 |
$12.00 |
MPLX |
58446B105 |
IPO |
Lehman Brothers |
| Korea Thrunet |
11/16/99 |
$18.00 |
KOREA |
Y49975108 |
IPO |
Lehman Brothers |
| CVC Inc. |
11/11/99 |
$10.00 |
CVCI |
126945104 |
IPO |
Lehman Brothers |
| NetCreations |
11/11/99 |
$13.00 |
NTCR |
64110N102 |
IPO |
Friedman Billings Ramsey |
| Somera Communications |
11/11/99 |
$12.00 |
SMRA |
834458101 |
IPO |
Lehman Brothers |
| Sovereign Bancorp |
11/08/99 |
$7.875 |
SVRN |
845905108 |
ADD-ON |
Lehman Brothers/ SSB |
| Spanish Broadcasting Systems |
10/27/99 |
$20.00 |
SBSA |
846425882 |
IPO |
Lehman Brothers |
| Baltimore Technologies plc |
10/26/99 |
$24.7875 |
BALT |
059284109 |
IPO |
Lehman Brothers/ Merrill Lynch |
| Jacada Ltd. |
10/14/99 |
$11.00 |
JCDA |
M6174r103 |
IPO |
Lehman Brothers |
| Primus Telecommunications |
10/11/99 |
$22.50 |
PRTL |
741929103 |
ADD-ON |
Lehman Brothers |
| American Home Mortgage Holdings |
9/30/99 |
$6.00 |
AHMH |
02660m108 |
IPO |
Friedman Billings Ramsey |
| Williams Communication |
9/30/99 |
$23.00 |
WCG |
969455104 |
IPO |
Lehman Brothers/ Merrill |
| ITXC |
9/27/99 |
$12.00 |
ITXC |
45069f109 |
IPO |
Lehman Brothers |
| Alteon Websystems |
9/23/99 |
$19.00 |
ATON |
02145a109 |
IPO |
Lehman brothers |
| Interspeed |
9/23/99 |
$12.00 |
ISPD |
46070w107 |
IPO |
US bancorp/ Piper Jaffray |
| Jore Corp. |
9/22/99 |
$10.00 |
JORE |
480815109 |
IPO |
D.A. Davidson |
| STMicroelectonics |
9/16/99 |
$74.63 |
STM |
861991107 |
ADD-ON |
CFSB/ Lehman Brothers |
| SFX Entertainment |
8/17/99 |
$41.00 |
SFX |
784178105 |
ADD-ON |
Lehman Brothers |
| US Interactive |
8/9/99 |
$10.00 |
USIT |
90334M109 |
IPO |
Lehman Brothers |
| Visual Data Corp. |
8/6/99 |
$10.00 |
VDAT |
928428200 |
ADD-ON |
Cruttenden Roth |
| Internet Gold |
8/5/99 |
$12.00 |
IGLD |
M56595107 |
IPO |
Lehman Brothers |
| VersaTel Telcom International |
7/23/99 |
$10.51 |
VRSA |
925301103 |
IPO |
Lehman Brothers |
| TalkCity |
7/19/99 |
$12.00 |
TCTY |
874263106 |
IPO |
Lehman Brothers |
| CTC Communications |
7/14/99 |
$17.25 |
CPTL |
126418102 |
ADD-ON |
Lehman Brothers |
| China.com |
7/12/99 |
$20.00 |
CHINA |
G2108n109 |
IPO |
Lehman Brothers |
| Liquid Audio |
7/8/99 |
$15.00 |
LQID |
53631T102 |
IPO |
Lehman Brothers |
| Network Plus |
6/29/99 |
$16.00 |
NPLS |
64122D506 |
IPO |
Goldman Sachs |
| Quepasa.com |
6/24/99 |
$13.00 |
PASA |
74833W107 |
IPO |
Cruttenden Roth |
| High Speed Access |
6/3/99 |
$13.00 |
HSAC |
42979U102 |
IPO |
Lehman Brothers |
| Juno Online Sevices |
5/25/99 |
$13.00 |
JWEB |
482048105 |
IPO |
Salomon Smith Barney |
| Ziplink |
5/25/99 |
$14.00 |
ZIPL |
989741103 |
IPO |
Jefferies & Co |
| Argosy Education |
3/8/99 |
$14.00 |
ARGY |
40222101 |
IPO |
Salomon Smith Barney |
| Corporate Executive Board Co. |
2/22/99 |
$19.00 |
EXBD |
21988R102 |
IPO |
Salomon Smith Barney |
| Corinthian Colleges |
2/4/99 |
$18.00 |
COCO |
218868107 |
IPO |
Salomon Smith Barney |
| Mede America |
2/1/99 |
$13.00 |
MEDE |
584067102 |
IPO |
Salomon Smith Barney |
| Global Crossings |
8/13/98 |
$19.00 |
GBLX |
G3921A100 |
IPO |
Salomon Smith Barney |
| Global Vacation Group |
7/31/98 |
$14.00 |
GVG |
37937F106 |
IPO |
Salomon Smith Barney |
| Maxtor |
7/30/98 |
$7.00 |
MXTR |
577729205 |
IPO |
Salomon Smith Barney |
| National Equipment Services |
7/13/98 |
$13.50 |
NSV |
635847106 |
IPO |
Salomon Smith Barney |
| Allegiance Telecom |
6/29/98 |
$15.00 |
ALGX |
01747t102 |
IPO |
Salomon Smith Barney |
| Hastings Entertainment |
6/11/98 |
$13.00 |
HAST |
418365102 |
IPO |
Salomon Smith Barney |
| Navigant Intl |
6/9/98 |
$9.00 |
FLYR |
63935r108 |
IPO |
Salomon Smith Barney |
| Marine Max |
6/3/98 |
$12.50 |
HZO |
567908108 |
IPO |
Salomon Smith Barney |
| Resortquest Intl |
5/19/98 |
$11.00 |
RZT |
761183102 |
IPO |
Salomon Smith Barney |
| Verio |
5/11/98 |
$23.00 |
VRIO |
923433106 |
IPO |
Salomon Smith Barney |
| Hyperion Telecomm |
5/4/98 |
$16.00 |
HYPT |
44914K306 |
IPO |
Salomon Smith Barney |
| Amkor Technology |
4/30/98 |
$11.00 |
AMKR |
00199A108 |
IPO |
Salomon Smith Barney |
| US Lec |
4/23/98 |
$15.00 |
CLEC |
90331S109 |
IPO |
Salomon Smith Barney |
| Correctional Properties |
4/22/98 |
$20.00 |
CPV |
22025E104 |
IPO |
Salomon Smith Barney |
| Indigo Aviation |
4/8/98 |
$13.00 |
IAABY |
45567P104 |
IPO |
Salomon Smith Barney |
| Horizon Offshore |
4/1/98 |
$13.00 |
HOFF |
44043J105 |
IPO |
Salomon Smith Barney |
| Earthshell |
3/23/98 |
$21.00 |
ERTH |
27032B100 |
IPO |
Salomon Smith Barney |
| CompX Intl |
3/5/98 |
$20.00 |
CIX |
20563P101 |
IPO |
Salomon Smith Barney |
| Assoc Materials |
2/25/98 |
$16.00 |
SIDE |
45709102 |
IPO |
Salomon Smith Barney |
| Metronet Comm |
12/3/97 |
$16.23 |
METNF |
59169Y108 |
IPO |
Salomon Smith Barney |
| Apex Silver |
11/25/97 |
$11.00 |
SIL |
G04074103 |
IPO |
Salomon Smith Barney |
| US Vision |
11/24/97 |
$9.00 |
USVI |
90339M104 |
IPO |
Salomon Smith Barney |
| Teligent |
11/20/97 |
$21.50 |
TGNT |
87959Y103 |
IPO |
Merrill Lynch/ SSB |
| Novamerica Steel |
10/30/97 |
$14.00 |
TONSF |
669959108 |
IPO |
Salomon Smith Barney |
| Metromedia Fiber |
10/28/97 |
$16.00 |
MFNX |
591689104 |
IPO |
Salomon Smith Barney |
| MacGray |
10/16/97 |
$11.00 |
TUC |
554153106 |
IPO |
Salomon Smith Barney |
| Nextlink Comm |
9/25/97 |
$17.00 |
NXLK |
65333H707 |
IPO |
Salomon Smith Barney |
| Box Hill Systems |
9/16/97 |
$15.00 |
BXH |
10316R108 |
IPO |
Salomon Smith Barney |
| Qwest Comm Intl |
6/23/97 |
$22.00 |
QWST |
749121109 |
IPO |
Salomon Smith Barney |
| Metrika Systems |
6/19/97 |
$15.50 |
MKA |
59159M106 |
IPO |
Salomon Smith Barney |
| Supermercados Unimarc |
5/8/97 |
$16.75 |
UNR |
868453101 |
IPO |
Salomon Smith Barney |
| Ilex Oncology |
2/19/97 |
$12.00 |
ILXO |
451923106 |
IPO |
Salomon Smith Barney |
| Colt Telecom |
12/9/96 |
$18.10 |
COLTY |
196877104 |
IPO |
Morgan Stanley |
