Forms – Stock Plan Services
 
Fidelity provides the following forms (PDF) that you may need to complete in order to execute a Stock Option Plan, Stock Purchase Plan, Restricted Stock Award or Restricted Stock Unit transaction.
We strongly recommend that you contact one of Fidelity's specialists in the Control and Restricted Stock Services Group at 800-544-6161 (Monday to Friday from 8 a.m. to 8:30 p.m. Eastern Time) before attempting to complete any documentation. They will review the rules governing your situation, answer any questions you may have, and help you complete any necessary documentation.
  Control/Restricted Securities Questionnaire (PDF)
  Corporate Resolution to Transfer Securities (PDF)
  Employee Stock Option Notice of Intent and Agreement (PDF)
  Irrevocable Stock or Bond Power (PDF)
  Rule 144/145 Seller’s Letter for Affiliates (PDF)
  Sales or Legend Removal for Non-Affiliates (PDF)
  SEC Rule 701 Seller's Letter (PDF)
  SEC Form 144 (PDF)
Form for Restricted Stock Award
  Special Tax 83(b) election (PDF)
If your stock options are not managed by Fidelity, learn more about how to Exercise Stock Options Not Managed by Fidelity.
PDFs require Adobe® Reader®
 
 

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