Forms – Stock Plan Services

Fidelity provides the following forms (PDF) that you may need to complete in order to execute a Stock Option Plan, Stock Purchase Plan, Restricted Stock Award or Restricted Stock Unit transaction.

We strongly recommend that you contact one of Fidelity’s specialists in the Control and Restricted Stock Services Group at 800-544-6161 (Monday to Friday from 8:30 a.m. to 6 p.m. Eastern Time) before attempting to complete any documentation. They will review the rules governing your situation, answer any questions you may have, and help you complete any necessary documentation.

Type 5 Affiliate Kit This page will open in a popup window.. This page will open in a popup window.

Type 5 Non-Affiliate Kit This page will open in a popup window.. This page will open in a popup window.

If your stock options are not managed by Fidelity, learn more about how to Exercise Stock Options Not Managed by Fidelity.

Affiliate Adhoc Stock Options Kit This page will open in a popup window.. This page will open in a popup window.

Other Forms

Form for Restricted Stock Award