Forms – Stock Plan Services

Fidelity provides the following forms (PDF) that you may need to complete in order to execute a Stock Option Plan, Stock Purchase Plan, Restricted Stock Award or Restricted Stock Unit transaction.

We strongly recommend that you contact one of Fidelity’s specialists in the Control and Restricted Stock Services Group at 800-544-6161 (Monday to Friday from 8 a.m. to 8:30 p.m. Eastern Time) before attempting to complete any documentation. They will review the rules governing your situation, answer any questions you may have, and help you complete any necessary documentation.

• Control/Restricted Securities Questionnaire (PDF) . This page will open in a popup window.
• Corporate Resolution to Transfer Securities (PDF) . This page will open in a popup window.
• Employee Stock Option Notice of Intent and Agreement (PDF) . This page will open in a popup window.
• Irrevocable Stock or Bond Power (PDF) . This page will open in a popup window.
• Rule 144/145 Seller’s Letter for Affiliates (PDF) . This page will open in a popup window.
• Sales or Legend Removal for Non-Affiliates (PDF) . This page will open in a popup window.
• SEC Rule 701 Seller’s Letter (PDF) . This page will open in a popup window.
• SEC Form 144 (PDF) . This page will open in a popup window.

Form for Restricted Stock Award

• Special Tax 83(b) election (PDF)

If your stock options are not managed by Fidelity, learn more about how to Exercise Stock Options Not Managed by Fidelity.